March 29, 2019
2019 Boston Regional Compliance & Ethics Conference
Boston, MA, United StatesAgenda
Friday, March 29
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08:30 AM - 09:30 AMCompliance Role inInformation Security and Cybersecurity Donald Griffith, Head of Financial Crimes & Fraud Prevention Compliance, Compliance Counsel , MassMutual Financial Group Matt Kelly, Editor & CEO, Radical Compliance - The evolving regulatory landscape (NY DFS cyber rule, CA Consumer Privacy Act, GDPR) and regulators’ evolving expectations of the compliance role in cybersecurity - The intersection of information security, privacy, anti-money laundering and fraud compliance - Assessing the compliance risks relating to information security - Leveraging your internal experts
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09:45 AM - 10:45 AMQuantifying the Value of Hotline Reporting Carrie Penman, Chief Compliance Officer and Senior Vice President, Advisory Services, NAVEX Global -Join this session for an early look at the upcoming NAVEX Global 2019 Hotline Benchmark Report –findings and analysis of over 1 million reports -Using hotline reporting as a predictor of workplace culture strength – recent George Washington University research shows association between employee reporting and business results -How this year’s data and the recent research findings can help you tell the story of your reporting data to executive staff and the Board of Directors
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11:00 AM - 12:00 PMTaking Your Code of Conduct Digital: Here’s How to Do it Right Andrea Falcione, Principal & Head of Advisory Services, Rethink Compliance Renee Martinez Sophocles, Compliance Training Mgr, PTC Elizabeth Tshudy, Dir Corporate Compliance, Analog Devices, Inc. Michael Simone , Risk & Compliance Analyst, Analog Devices - Your employees are always on their phones. Is your Code optimized for a digital audience? - How to take your Code digital, without making it a huge technology hassle. - Learn where to start, five features your Code must have, and three things youdon’t need.
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12:00 PM - 01:00 PMLunch (provided)
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01:00 PM - 02:00 PMCreating a Culture of Compliance Andrew Bucknam, Chief Compliance Ofcr, Knights of Columbus -Right-Sizing Your Compliance Function: why bigger is not necessarily better -Cultural Awareness Through Training: Thinking of Training as Creating Ethics Awareness One Employee at a Time -Creating Individual Accountability Through Oversight: Using Data Analytics and Complaint Tracking to Let the Company Know Compliance Can See the Outliers
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02:15 PM - 03:15 PMFast, Cheap, and Under Control: Strategies for Measuring and Reporting Compliance Program Performance in an Era of Stretched Resources and Low Attention Spans Thomas Birmingham, VP, Compliance, Emera Inc. Adam Padgett, Manager, Compliance, TECO Services Inc - Leverage existing tools and data where possible and build new tools to capture new data where necessary to create standardized, cost-effective ways to measure compliance program performance (i.e., strategy). - Capture performance requirements in a format and design that maximizes information sharing while minimizing administrative burdens (i.e., design). - Overcome challenges and seize opportunities when responding to compliance program performance requirements (i.e., implementation)
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03:15 PM - 03:30 PMNetworking Break
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03:30 PM - 04:30 PMLinking Culture to Ethics and Risk Using the Strategic Culture Framework Caterina Bulgarella, Culture Architect & Ethics Advisor , SAI Global - This session will use the Wells Fargo and BP scandals to illustrate the relationship between culture, ethics and risk - Participants will be introduced to the Strategic Culture Framework and its implications for proactively managing risk in organizations - A high-level roadmap for culture measurement and program impact measurement will also be discussed
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04:30 PM - 04:35 PMOverall Evaluation Please take a minute to fill out our overall conference evaluation as it helps us prepare for next years event.
Agenda subject to change.