Saturday, September 14

  • 08:30 AM - 12:00 PM
    SCCE's Annual Volunteer Project In additon to networking with your peers and listening to expert speakers, attending an SCCE Compliance & Ethics Institute gives you the opportunity to help a local area charity. Registration is free for this event and provides you with a volunteer t-shirt, lunch and transportation to and from the project location. It's a great way to start the CEI with fellow conference attendees, speakers, and SCCE board members.

Sunday, September 15

  • 08:44 AM - 12:00 PM
    Pre Conference Morning Session
  • 08:45 AM - 10:15 AM
    Breakout Sessions
    #P02
    P2: Ethical Leadership Doesn't Happen Overnight, or Does It? I Was an Employee Yesterday...Leader Today, but Am I an Ethical Leader? Lisa Gross, Ethics Analysis Sr Mgr, Lockheed Martin Darren Hill, Director Ethics Business Conduct, Lockheed Martin Aeronautics
    • The difference between a leader and a manager and why this distinction is important to building and maintaining an ethical environment
    • Discuss and share assimilation techniques to foster ethical culture and leadership
    • Review case scenarios demonstrating good and bad ethical leadership and its impact to the company
    Ethics 102
  • 10:15 AM - 10:30 AM
    Networking Break Sunday
  • 10:30 AM - 12:00 PM
    Breakout Sessions
    #P10
    P10: Every Choice Has a Consequence Chuck Gallagher, President, Ethics Resource Group
    • How easy it is for ethical people to make unethical choices and what to do about it.
    • The impact of life’s choices and how that affects your performance, both personally and professionally.
    • Real-world practical examples of how to use ethics and integrity to create success in business and life.
    Ethics 201
    #P11
    P11: Operationalizing Compliance Grace Wu de Plaza, Group Head of Ethics, Ferguson Hillah Culman, Sr. Risk Analyst, Farmer Mac
    • Congratulations! The CEO agreed to implement your compliance initiative across the enterprise. Now what?
    • In this session, compliance officers who have never developed a project management plan, found the thought of developing a plan overwhelming, or is interested in refining their project management skills will walk away with insights, next steps, and a
    • The speakers will take attendees through a case study of how Farmer Mac's compliance department partnered with a project manager and leveraged a project management plan to implement its GRC system and to overhaul its policies and procedures framework
    Ethics 202
  • 12:00 PM - 01:30 PM
    Sunday Lunch (On Your Own). Braindates Time Need Ideas for lunch? Check in with the registration desk to find where to go to grab a quick bite or to mingle with old friends or new peers.
  • 01:00 PM - 04:45 PM
    Pre Conference Afternoon Session
  • 01:30 PM - 03:00 PM
    Breakout Sessions
  • 03:00 PM - 03:15 PM
    Networking Break
  • 03:15 PM - 04:45 PM
    Breakout Sessions
    #P26
    P26: 5 Steps to Ethical Problem Solving Marcy Maslov, Chief Integrity Builder, e-Factor!®- the educational board game for business ethics
    • We assume everyone has the same definition of ethics as we do... until there's a problem. Every business issue we face has an ethical dilemma at is core. Do you know how to recognize the ethical dilemma?
    • Employers of new graduates are complaining their new hires are not "Job Ready" in one critical area: ethics. So where do we learn how to solve ethical dilemmas? Who taught you, and how do you know if you’ve made the right decision?
    • It's important to provide a framework for ethical problem solving. Here are my 5 steps and a gamified approach to teaching not only decision-making but critical thinking, leadership and team-building skills.
    Ethics 217
  • 04:45 PM - 06:30 PM
    Breakout Sessions

Monday, September 16

  • 07:00 AM - 08:00 AM
    Continental Breakfast, Exhibitor Networking and Braindates Time
  • 08:00 AM - 08:15 AM
    Opening Remarks and Awards Presentation
  • 08:15 AM - 09:15 AM
    General Session: From Crisis to an Electric Future: Inside the Cultural Transformation of One of the Largest Companies in the World. A Disscusion. Kurt Michels, Chief Compliance Officer, Volkswagen Group Matt Kelly, Editor & CEO, Radical Compliance -Starting a transformation in the aftermath of a crisis
    -Behind the scenes of Volkswagen’s cultural transformation: the strategies that drove the turnaround
    -Using a crisis to implement change: Lessons learned for compliance professionals
  • 09:15 AM - 10:00 AM
    Networking Break with Exhibitors
  • 10:00 AM - 11:00 AM
    Breakout Sessions
    #102
    102: Compliance Officer Ethics - 2019 Update Theodore Banks, Partner, Scharf Banks Marmor LLC
    • What ethical rules govern the obligations of compliance officers, whether they are lawyers or not?
    • When do lawyers or compliance officers get rewarded or get punished when they become whistleblowers?
    • Does the availability of attorney-client privilege help or hinder a lawyer in a compliance role?
    Ethics 302
  • 11:00 AM - 11:30 AM
    Networking Break
  • 11:30 AM - 12:30 PM
    Breakout Sessions
    #202
    202: Becoming an Ethics Expert: Exploring How to Handle the Most Common Ethical Dilemmas in Business Bradley Agle, George W. Romney Endowed Professor, Brigham Young University

    -This session is based on the highly acclaimed book The Business Ethics Field Guide, which through rigorous research has identified the 13 most common ethical dilemmas faced in organizational life -From the lead author of the book learn about these different common ethical dilemmas, and how understanding these types can improve the ethical awareness and decision-making of those in your organization -Utilizing case studies from the book, practice your ability to identify which dilemma type you're dealing with as well as your ability to develop strategies for handling these dilemmas effectively
    Ethics 352
  • 12:30 PM - 01:15 PM
    Networking Lunch & Braindates Time Starter: Spinach salad Entrée: Mustard and thyme chicken breast Dessert is served in the Exhibit Hall
  • 01:15 PM - 02:00 PM
    Dessert and Networking Break with Exhibitors
  • 02:00 PM - 03:00 PM
    Breakout Sessions
    #302
    302: Lessons in Ethical Leadership from Recent Events Latour "LT" Lafferty, Partner, Holland & Knight
    • Examine recent ethical failures as compliance and ethics case studies
    • Understand lessons in ethical leadership from each case study
    • Learn ethics and compliance tips that can help your organization successfully manage and mitigate potential risk areas
    Ethics 402
  • 03:00 PM - 03:15 PM
    Networking Break
  • 03:15 PM - 03:30 PM
    General Session: DOJ Evaluation of Corporate Compliance Programs Guidance Document Matthew Miner, Deputy Assistant Attorney General, DOJ, Criminal Division
  • 03:30 PM - 04:15 PM
    General Session: Investigations and Integrity in the Spotlight Michael Horowitz, Inspector General, United States Department of Justice Adam Turteltaub, SCCE & HCCA staff, SCCE & HCCA staff -Keeping your investigation focused while in the spotlight
    -How to find the relevant facts and avoid distractions
    -Writing a report that provides a true conclusion to the investigation and protects the integrity of your office
  • 04:15 PM - 05:15 PM
    Author signing: Kirsten Liston, Creating Great Compliance Training in a Digital World